Compliance Manager

We strive to ensure that the best possible services are rendered through our platform. A one stop solution for all your business compliances.

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About Me

Compliance Manager is a consultancy firm comprising of a team of experienced professionals to deliver various range of services. We provide SEBI Compliances, listing, secretarial, legal & other services to Corporate Sector and Individuals. We provide best in the class services in the profession with complete satisfaction of our clien...
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Industries Expertise
Finance Industry
Professional Services
Areas of practice
Audit
Business Law
Business Licenses
Business Registration
Business Startup
Company Audit
Company Registration
Copyright Registration
Document Drafting
Drug License
Due Diligance
ESI/PF Matters
Employment Laws
Export/Import
FEMA Matters
FSSAI Matters
ITR Filing
Import or Export
Income Tax
Intellectual Property Law
LLP Services
Labour Law
Legal Services
MSME Registraion
Professional Certification
RBI Matters
ROC Matters
Shops & Establishment Act
Startup Funding
Startup Registration
Taxation Services
Trademark Registration
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Experience

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Compliance Manager: Read My 3 Published Articles


SEBI has specified that as per the Regulation 14 of the Investment Advisers Regulations, 2013, an entity granted recognition under the aforesaid Regulation shall be designated as “Investment Adviser Administration and Supervisory Body” (“IAASB”) and shall be entrusted with the administration and supervision of IAs. SEBI has granted recognition as IAASB to BSE Administratio......

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BSE sets up an agency (BSE Administration and Supervision Limited - BSAL) to administer and supervise activities of SEBI Registered Investment AdvisorsBombay Stock Exchange (“BSE”) vide its Media Release on 11th June, 2021 said that it has set up a wholly owned subsidiary company “BSE Administration & Supervision Ltd.” (BASL) for carrying out the administration and supe......

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Securities and Exchange Board of India (SEBI) in its recent Circular for Investment Advisers dated 23rd September, 2020 titled “Guidelines for Investment Advisers” stated that, as per Regulation 19 (3) of the amended Investment Adviser Regulations, Investment Advisers shall ensure that Annual Audit in respect of compliance of SEBI (Investment Advisers) Regulations, 2013 and circulars i......

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Contact info
  • Adress: C-19, UG Floor, Shreevardhan Complex, R.N.T. Marg, Indore-452001, M.P

  • Email: xxxxxxxxxx
  • Phone: xxxxxxxxxx
  • Website: https://compliancemanager.co.in/
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