Megha Kyal

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Changing landscape of Investment Advisory Dear All, Being a financial advisor is not easy, specially in the current situation when the coronavirus pandemic and containment measures have plunged the global economy into deep contraction. Investment advisory fraternity is not only engaging with their clients to support them in this crisis like situation but also struggling to find answer to the que......

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SEBI Circular dated August 06, 2020Since the time SEBI IA regulations, 2013 has been notified, SEBI has been floating various consultation papers proposing various policy changes. We have already seen the amendments notified by SEBI vide SEBI (INVESTMENT ADVISERS) (AMENDMENT) REGULATIONS, 2020 in the month of July. SEBI had earlier in April 01, 2019, floated a consultation paper to seek comments ......

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To ease your burden, we have come up with a detailed analysis of the amendments to IA regulation, so that in spite of googling for the same, you may get all your answers at once. These amendments would be applicable from October 02, 2020. Following are the key amendments: Qualification and certification requirements: An individual investment adviser or a principal officer of a non-individua......

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