- 6036 Views
- 18 Jan 2020
- komal jain
- Articles, Registration, Procedure, SEBI, Updates, Rules, Compliance,
Introduction: Investment Adviser is the person who provides investment advice relating to investing in, purchasing, selling or otherwise dealing in securities or investment products, and advice on investment portfolio containing securities or investment products. Obligations as an Investment Adviser: An investment adviser shall be acting in a fiduciary capacity towards its clients and shall......